net This release may contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All forward …
Posts Tagged ‘securities’
Imperial Petroleum, Inc. (IPMN.OB) Secures Financing to Develop Revolutionary Oil … – Transworld News
September 9th, 2010
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Imperial Petroleum, Inc. (IPMN.OB) Secures Financing to Develop Revolutionary Oil … – Transworld News
September 9th, 2010
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net This release may contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended.
SEC Judge Finds Investment Bank GC Was Not Negligent in Supervising Rogue Broker
September 8th, 2010
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The former general counsel of investment bank Ferris, Baker Watts appears to be off the hook after a Securities and Exchange Commission administrative law judge ruled Wednesday that he did not fail to reasonably supervise a rogue broker. While praising the SEC’s “regulatory zeal” in going after Theodore Urban, Administrative Law Judge Brenda Murray wrote that it was not in the public interest to …
Hidden Crimes; Too Many Secrets: How Money Managers Hide Illegalities From Investors
September 8th, 2010
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?Major Securities Fraud Bust Nets 120? and ?Funds Rocked By Stock Scandal,?
Did ‘Stub Quotes’ Cause the Flash Crash? And What Are They?
September 8th, 2010
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The Securities and Exchange Commission has yet to unearth a single factor that precipitated the May 6 “flash crash,” which sent the Dow Jones Industrial Average spiraling down 700 points in minutes, seriously freaking out market participants. Reuters reports that the SEC’s investigation will point to previously established factors like “stub quotes,” other unconventional and potentially illegal …
How a generous offer by NASDAQ was wasted!
September 7th, 2010
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By Ishrat Hyatt ISLAMABAD: Saturday the giant National Association of Securities Dealers Automated Quotation System ( Nasdaq ) screen in Times Square.
National Bank to launch new low-fee Jarislowsky Fraser funds
September 7th, 2010
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National Bank Securities has announced that it is launching a new family of low-fee Jarislowsky Fraser mutual funds, subject to regulatory approvals.
What is a good penny stock to invest in? – penny stock | Penny …
September 6th, 2010
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Tags: good, invest , penny, Stock .
Mutual fund companies knowledge « ThOugHts, ViSuAlizTion …
September 6th, 2010
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A mutual fund is a professionally managed type of collective investment scheme that pools money from many investors and invests typically in investment securities (stocks, bonds, short-term money market instruments, other mutual funds , other securities, and/or commodities such as precious metals). The mutual fund will have a fund manager that trades (buys and sells) the fund’s investments in accordance with the fund’s investment objective. In the U.S., a fund registered …
